Concept

Measured count — where it appears

A quantity taken from a real run of instrumented code rather than read off the shape of the loops, which is the only kind of number quoted here. It comes from instrumented primitives rather than from reading the loops, which is the difference between a number that can be checked and one that is asserted.

Named by 66 essays across 11 fields — each of them below, with the objects they name alongside it.

—bcab—abca6388328188632571322513518753111111one unit = one invocation of the recurrence481 calls, 25 distinct subproblems

The cost is the number of subproblems

The edit-distance recurrence, written down literally, makes 29,737 calls on a six-letter word and a seven-letter word. Written down with a table beside it, it makes 56. Nothing about the arithmetic changed, and the class did.

tables · Table
—sitting—kitten012345678910111213141516171819202122232425262728293031323334353637383940414243444546474849505152535455one unit = one subproblem given a value56 cells, filled in row order

The same table, filled two ways

Top-down and bottom-up compute identical cells and return identical answers. One of them asks the table half a million questions and recurses four hundred frames deep; the other asks none and recurses none — and on a knapsack it fills twenty-two times as many cells as anything can reach.

tables · Table
01234567891011120123456789101112123456789101112123456789101112345678910123456789123456781234567123456123451234123121one unit = one subproblem given a value91 cells, 364 transitions, 4.0 per cell

The cells are not the cost

This field opened by pricing a dynamic program in subproblems — 29,737 calls became 56 cells and the class changed. That is right when a cell is cheap. A table over intervals has 8,385 cells and considers 349,504 transitions to fill them, and the cubic in its bound is inside the cell rather than in the table.

tables · Table
adjacency scansrelaxationsqueue comparisonsvisitsKosaraju, two passes5,632Tarjan, one pass2,560V = 1024, E = 1,536, directed, components plantedevery segment counted exactly

Two passes or one, and what the second one costs

Kosaraju's algorithm and Tarjan's find the same strongly connected components of the same graph, in the same class, and one of them examines three times as many arcs as the other. The extra pass everybody counts is not where the difference is — building the reversed graph is, and no statement of "two depth-first passes" mentions it.

graphs · Graph
01234567891011120123456789101112122332223333122222332231222222223122222233122222221222222122222122221222122121one unit = one subproblem given a value91 cells, 156 transitions, 1.7 per cell

The argmin that cannot go backwards

The same triangular table, the same ninety-one cells, the same tree at the end of it — and 364 transitions one way against 156 the other. At 256 keys the ratio is 38. What removes the factor is not a property of the recurrence but a property of the numbers it is given, and the recurrence does not mention them.

tables · Table
—execution—intention0136101521283645247111622293746555812172330384756649131824313948576572141925324049586673792026334150596774808527344251606875818690354352616976828791944453627077838892959754637178848993969899one unit = one subproblem given a value100 cells, filled in diagonal order

The order that has a depth

One hundred cells, filled in three orders, producing one table. Row order takes ninety-one steps and anti-diagonal order takes nineteen. Nineteen is not a property of the order — it is the longest chain of cells in the recurrence itself, no schedule can get under it, and every count taken until now was a total that could not see it.

tables · Table
cost per column of the alignmentab / ba1.00 over 2 · 0.67 over 3kitten / sitting0.43 over 7 · 0.43 over 7intention / execution0.56 over 9 · 0.50 over 10gattaca / gactata0.29 over 7 · 0.29 over 7abracadabra / abrocadabro0.18 over 11 · 0.18 over 11unit cost, in edits per columnupper bar: the optimum, divided · lower bar: the best rate

A distance divided by a length is not a rate

Two substitutions turn "ab" into "ba", a distance of two over an alignment of two columns — a rate of 1.00. Deleting, matching and inserting also costs two, over three columns, for 0.67. Both are alignments of the same pair, the second has the better rate, and the optimal alignment is not the one that achieves it. Over every pair of strings up to three characters on three letters, 21% disagree.

tables · Cost
pairs where the two disagreerestricted · unrestrictedab → bca3 against 2ac → cba3 against 2ba → acb3 against 2bc → cab3 against 2ca → abc3 against 2triples the restricted rule breaksab → bca costs 3, but by way of ba it costs 2ac → cba costs 3, but by way of ca it costs 2ba → acb costs 3, but by way of ab it costs 240 strings, 1,600 pairs, 64,000 triplesunrestricted: 0 triples broken

The edit that reaches back two rows

Swapping two adjacent characters is one keystroke and costs two edits. Adding it as a fourth transition is four lines, it is what nearly everything ships, and the function those four lines compute is not the one they are named after. Over 1,600 pairs of short strings the two definitions differ on twelve, and the shipped one breaks the triangle inequality on twelve triples where the other breaks it on none.

tables · Cost
busiest vertexuniform pairsbusiest 16 · Σd² 43,104 · degeneracy 4attachmentbusiest 114 · Σd² 90,296 · degeneracy 4pairs of neighbours examineduniform pairs — every pair18,480uniform pairs — oriented4,090attachment — every pair42,076attachment — oriented3,339V = 1,024, E = 3,072 on both30 triangles and 249 — the answers, which also differ

Two parameters are not enough either

Two graphs on 1,024 vertices with 3,072 edges each — identical in both numbers every bound in this field is written in. Enumerating every pair of neighbours of every vertex costs 18,480 examinations on one and 42,076 on the other. The quantity that separates them is a third parameter, it is computable in linear time, and it appears in no statement of the problem.

graphs · Graph
024681,0244,09616,38465,536262,144keys, into as many bucketskeys in the busiest bucketone hashtwo hashes, take the emptierthree hasheslog n / log log nthe average load is 1 at every pointa lookup examines every choice, so two hashes is two probes

The second choice

Two hundred and sixty thousand keys into as many buckets. Under one hash the busiest bucket holds eight; under two, with each key going to whichever of its two is emptier, it holds four. The mean is exactly one in both. Nothing is rearranged afterwards, no key is ever moved, and the whole of the improvement is in a decision taken once, at the moment the key arrives.

randomness · Randomness
0%25%50%75%100%0.20.30.40.450.50.550.60.70.8keys per slotconstructions that failedconstructions that faileddisplacements, scaled to 36840 constructions per point, 256 slots per tablea lookup is two probes, whatever the keys are

An insertion that can fail

Every randomised structure in this field buys an expected cost and accepts a tail. Cuckoo hashing buys a worst case — a lookup examines exactly two slots, for any keys, always — and pays for it in the construction, which can fail outright. On a table of four thousand slots the construction never fails below 0.45 keys per slot and fails nineteen times in twenty above 0.55.

randomness · Randomness
—gactacgat—gattacagt112223334244352461647one unit = one subproblem given a value21 matching pairs, 21% of the rectangle

The cells that were never worth having

Two three-hundred-character strings over twenty-six letters give a table of 90,601 cells, and 3,421 of them are pairs of positions whose characters agree. Only those can lengthen anything. A method that enumerates exactly those computes a twenty-sixth of the table — and on a two-letter alphabet it computes half of it and is worse than the table it replaced.

tables · Table
—sitting—kitten111111101111110-1111110-1-111110-1-1-11110-1-1-10110-1-1-10-11one unit = one subproblem given a value-1, 0, 1 — 3 values, 2 bits each

A column computed in machine words

Adjacent cells of a distance table differ by at most one, so a whole column is two bits per cell — and thirty-two of them fit in one register. Fifteen word operations per character replace three cell evaluations per cell, and below a pattern of fifteen characters the trade is a loss.

machine · Machine
roothseirhesssolid: a transition on a character · dashed: a suffix or failure link10 states for 12 pattern characters

One pass for every pattern at once

Sixty-four patterns, one text, twenty thousand characters read. Running this site's KMP once per pattern reads 1,595,445 — and an implementation missing one kind of link finds fewer occurrences, reads exactly as much, and looks better on every counter.

text · Automaton
4 bytes32 bytes128 bytes512 bytesrecord:QuicksortMerge sortShellsortHeapsortInsertion sortSelection sortBubble sortQuicksortShellsortMerge sortHeapsortSelection sortInsertion sortBubble sortQuicksortShellsortMerge sortSelection sortHeapsortInsertion sortBubble sortSelection sortQuicksortShellsortMerge sortHeapsortInsertion sortBubble sort1234567n = 512, random input, key 8 bytesa read or a write moves the record; a comparison touches the key

The exchange rate nobody wrote down

Three earlier essays have said in passing that the ranking would change if the elements were large records. None of them computed it. Computed, selection sort goes from second-worst of seven at four bytes a record to best of seven at five hundred and twelve — and the crossover against each rival is a division that takes one line.

counting · Count
the language's sortMerge sortlog₂(n!)random43,810 / 43,976nearly sorted10,806 / 24,845already sorted4,095 / 24,576reversed4,095 / 24,576few distinct values27,561 / 42,338n = 4,096, counted through the comparatorthe first column is a fact about the engine, not about sorting

The count that came from somewhere else

Every count in these essays is described as exact, reproducible, and identical on every machine. Two of them are not. A spanning-tree measurement quotes 42,385 comparisons spent in a sort, and that sort is the language's own — whose comparison count is specified nowhere, varies by a factor of thirteen across input kinds, and comes within one per cent of the information floor on random input.

counting · Count
0.0000.0100.0200.030150200comparisonsprobability per comparison countmean 139.86exact400 runsn = 32, pivot chosen uniformlysampled mean 140.19

A distribution computed rather than sampled

Quicksort with a random pivot makes a random number of comparisons, and every plate in these essays reports one draw from that distribution. The distribution itself can be computed exactly — every pivot, every split, weighed — and on sixty-four elements its mean is 360.706 and its standard deviation 36.741. A hundred real runs average 365.98; two thousand average 360.74. The exact answer says how many runs a sample needs, and it is fewer as the input grows.

counting · Count
10³10⁴capacity Wsubproblems given a valueBottom-up table · 1.00Top-down, reachable only · 0.14one unit = one subproblem given a valuesubproblems given a value, W from 200 to 3200

A table wider than its input

The knapsack table has (n+1)(W+1) cells and is called polynomial. Adding one character to the input doubles it — across four settings the table grows sixty-four times while the input it is written from grows by half.

wrong · Bound
every orderthe named inputsmean0102030comparisonsInsertion sort7 to 28 · named inputs reach 28Merge sort12 to 17 · named inputs reach 16Heapsort21 to 29 · named inputs reach 27Quicksort, first-element pivot13 to 28 · named inputs reach 28Quicksort, median of three25 to 29 · named inputs reach 2540,320 orders of 8 distinct elements3 worst cases unnamed

A count over every input

Run five sorts on every one of the 40,320 orderings of eight elements and read off each one's best, mean and worst comparison count. Then mark where the inputs a benchmark generator names — sorted, reversed, nearly sorted, random, few unique — land. For merge sort, heapsort and quicksort with a median-of-three pivot, the worst case is an ordering none of them produces, and for the last of the three every named input lands on its best case.

counting · Count
2 halves, ties go left2 choices, ties at randomone choiceload 2 or more14,61015,03717,363load 3 or more2675785,250load 4 or morenone11,236load 5 or morenonenone223load 6 or morenonenone36load 7 or morenonenone2load 8 or morenonenone165,536 keys and buckets, seededbar length is log(1 + count)

The tie that breaks left

Two choices per key, the emptier bucket wins, and when the two are equally full a coin decides. Replace the coin with a rule — split the table into halves and always send a tie to the left one — and on a million keys the buckets holding three or more fall from 9,316 to 4,694, and the busiest bucket drops from four to three. The hashing, the probes and the keys are unchanged, and the rule spends no randomness at all.

randomness · Randomness
10³10⁴10⁵words in the vocabularysubproblems given a valueevery table in full · 1.16best so far · 0.99answer known · 0.96one unit = one subproblem given a valuesubproblems given a value, n from 250 to 2424

The bound the search finds for itself

A spelling checker that computes the full edit-distance table against every word in a 2,424-word vocabulary fills 156,714 cells for each misspelt query. Bound each table by the best distance found so far, and abandon it the moment a whole row exceeds that bound, and the same search fills 40,273 and finds the same words. Meet the candidates nearest in length first and it fills 26,203, starting a table for exactly the words a search that knew the answer in advance would start. The last factor of 1.7 is the price of not knowing, and it is largest when the misspelling is smallest.

tables · Table
—1234152abcbcbccbsolid: a transition on a character · dashed: a suffix or failure link8 states ≤ 9, 9 transitions ≤ 11

Every substring, in fewer states than substrings

A text of 512 characters has 129,416 distinct substrings. A machine that recognises every one of them, and nothing else, needs 831 states — and the bound it is under, 2n − 1, is reached exactly by a string one line long.

structures · Automaton
010020030040021φ 382φ 7203φ 17434φ 42885φ 1012486φ 242measured 409counts chargedlevel of the foldcharged at this levelrunning total64 shards · k = 32 · hashedcharged 409 · measured 409

The floor charged at every level

A key surviving a fold of sixty-four shards is charged 2, then 8, then 20, then 43, then 88, then 248 — the floor of whatever summary it was merged against, level by level. They sum to 409, and the damage read off the merged table is 409. The model that charged sixty-three copies of the leaf floor said 222.

floors · Floor
10³10⁴10⁵words in the vocabularysubproblems given a valueevery table in full · 1.16a trie, no bound · 0.99best so far · 0.99a trie, best so far · 0.82one unit = one subproblem given a valuesubproblems given a value, n from 250 to 2424

The columns the candidates share

Three thousand tables against one query, and most of them begin the same way. Stored as a trie, the 2,424-word vocabulary has 7,710 distinct prefixes holding 17,239 letters, and a search that computes one column per prefix reads 61,449 cells against 156,714 — before it applies any bound at all. Apply the bound at a prefix instead of at a word and it reads 16,958, beating a list search that was told the answer in advance.

tables · Table
independent hashestwo values, h₁ + i·h₂2 choices, load 2+60,41859,9942 choices, load 3+2,2832,3672 choices, load 4+123 choices, load 2+46,45646,2433 choices, load 3+138145262,144 keys and buckets, seededbar length is log(1 + count)

Choices that are not independent

The power of two choices is analysed for choices drawn independently, and computing four independent hashes per key costs four hash evaluations. Compute two and take the choices to be h₁, h₁ + h₂, h₁ + 2h₂ and h₁ + 3h₂, and the choices are about as far from independent as they could be. On a million keys the buckets holding two or more come to 147,536 against 147,367 for four independent hashes, and the busiest bucket holds three either way.

randomness · Randomness
1101001,000queries seenshare of the trie's prefixes ever visited10%20%30%50%70%100%misspelt vocabulary wordsmisspelt words it lacks7,709 prefixes, 2,424 wordsthe bounded walk, bound discovered

A trie fitted to its queries

A nearest-word search over a trie of 2,424 words gives a column to about 30% of the prefixes each query, and it was proposed that a stream of queries would pick out a part of the trie worth keeping and a part worth collapsing. A hundred queries have visited 93% of it; two thousand, 99.5%. A stream does not choose a part of the trie. It chooses a distance: misspelt vocabulary words all lie within two edits, and a search that starts at the median past answer does a fifth of the work of one that discovers its bound. Misspellings of words the vocabulary lacks break that, unless the search tries the learned bound once and then gives it up.

tables · Table
01020share of queries for words the vocabulary lacksthousands of cells a query0%10%20%30%discover the boundone try at the medianone try at twoone, then two, then discovertold the distanceevery attempt chargeddotted: told the answer's distance

A second try before any feature

A nearest-word search that learned one starting bound for a whole stream was proposed a bound for each query instead, read off features the search can compute before it walks. The proposed feature separates nothing: 58% of misspelt vocabulary words and 53% of words the vocabulary lacks begin with a real three-letter prefix. Length and unseen letter-triples do predict distance, and still buy about 1%, because the best start is two for almost every class. What closes half the gap to an oracle is a second cheap walk: one, then two, then discover.

tables · Table
ordered by degreedegeneracy orderthe degeneracy024681012largest out-degreeuniform pairs, degree 452 above duniform pairs, degree 6136 above duniform pairs, degree 1083 above dpreferential attachment, degree 414 above dpreferential attachment, degree 622 above dpreferential attachment, degree 1058 above d1,024 verticesdashed: the degeneracy

A bound right for the wrong reason

Orient every edge of a graph towards its higher-degree endpoint and count triangles among out-neighbours, and the work is O(E·d), where d is the graph's degeneracy. The usual reason given is that the orientation keeps every out-degree at most d. On a graph of 1,024 vertices with degeneracy four, 136 vertices have more than four out-neighbours and one has seven. The bound survives by a different argument, and the orientation that does keep every out-degree at most d does less work.

graphs · Graph
3579111311.523510positions per key, krate ÷ the independent rateh₁ + i·h₂h₁ + i·h₂, step oddh₁ + i·h₂ + (i³ − i)/6optimal load m·ln 2 / k; one set of hash functions per schemedashed: the account

Two hash values and the keys they copy

A Bloom filter that makes its k bit positions from two hash values, as h₁ + i·h₂, answers yes to 1.6% of absent keys on a 64-bit filter where k independent hashes answer 0.69%. The penalty is not the one expected. With the step forced odd no key ever repeats a bit, while a quarter of independent keys do. What costs the filter is a query whose start and step reproduce a stored key's whole progression, which happens with probability 4n/m², measured to within a few per cent from 64 bits to 4,096. The penalty fades as the filter grows and returns as the hash count rises — 1.13 times at seven positions on 1,024 bits, 5.35 times at thirteen.

randomness · Randomness
010203040the cap on an answer's distance, in editsthousands of cells a query123456nonewords it lacksa fifth unfamiliarmisspelt vocabulary wordsevery attempt charged2,000 + 600 queries

A checker that stops at two edits

A nearest-word search that must always answer pays most of its price on the queries whose answer is useless: misspellings of words the vocabulary does not have, whose nearest vocabulary word can be twenty edits away. Capping the answer at two edits keeps every suggestion a misspelt vocabulary word could get and costs 42% of the uncapped search. What it does not do is stop the false suggestions. It declines 95% of unfamiliar words of eleven letters or more and 1% of those of three or four, because two edits is most of a short word, and 72% of what it still says to an unfamiliar word is wrong — against 77% with no cap at all.

tables · Table
weighted path lengthΣ wᵢdᵢ — what Huffman minimisescuts takenΣ over the mergesdamageworst error leftchaintreesmallest-firstlargest-first543k147k123k738k309254259388323148183403Misra-Gries · 32 shards · hashedleast path smallest · least damage balanced

The fold that minimises the wrong thing

A fold charges per level and a survivor pays the cuts on its path, so the bill looks like a weighted external path length — and Huffman's construction minimises that quantity by proof. Built and measured on thirty-two uneven shards it does minimise it, 181,407 against a balanced tree's 200,000, and leaves more damage than the tree does.

structures · Merge
00.1000.2000.30000.2500.5000.7501misspelt vocabulary words correctedunfamiliar words given a false suggestionat 1at 2at 3at 4cap aloneeach point: one threshold, with the cap of twoup and right: the cap alone

The triples a typo writes

A spelling checker capped at two edits keeps every correction it could make and still gives a false suggestion to 72% of the unfamiliar words it answers, because on short words distance cannot tell a typo of a vocabulary word from a word the vocabulary lacks. The query's letters were proposed as the second test: decline a query whose letter-triples the vocabulary has never seen. They cannot separate the two either. One edit writes about one unseen triple into any word, familiar or not, while an unfamiliar word brings 0.59 of its own, and two thirds bring none. Declining at two unseen triples removes a quarter of the false suggestions and costs half the corrections — twenty-two corrections for every false suggestion removed.

tables · Table
32641282565121010010³10⁴elements sortedword operations a comparison must cost to break evenSelection sort, pairsSelection sort, closureBubble sort, pairsBubble sort, closureHeapsort, pairsHeapsort, closureQuicksort, median-of-three, pairsQuicksort, median-of-three, closuresolid: pairs asked · dashed: everything impliedrandom input · counted exactly

The price of remembering an answer

Give selection sort a table of the pairs it has already compared and it makes 16,805 comparisons on 256 elements instead of 32,640. The table pays for itself once a comparison costs more than 3.1 word operations, and that price stays near three at every size measured. Give it the full closure of everything its answers imply and it makes 13,079. The closure pays only past 425 operations a comparison at that size, and past 1,659 at twice the size. The cheap memory is worth having on long keys. The complete one is worth having almost nowhere.

counting · Count
00.1000.2000.3000.40000.2500.5000.7501misspelt vocabulary words correctedunfamiliar words given a false suggestionuniformdrawn by use0.50.5each point: one threshold; the right-hand end is the cap alonea tenth per edit

The counts only short words carry

A spelling checker capped at two edits still gives a false suggestion to many words its vocabulary lacks, and the one evidence about a writer's intention it already holds is how often each vocabulary word is used. Scored by its nearest words' counts, weighed a tenth for each edit, an answer was predicted to separate a slip from an unfamiliar word on short queries. On the streams the checker was built against, whose typos are of words drawn evenly from the list, the false suggestions go to commoner words than the corrections do, and the test gives up sixteen corrections for each false suggestion it removes. Drawn as a writer mistypes, in proportion to use, the counts separate the two at last — and still trade worse than a plain cap of one edit, except on words of four letters or fewer, where a threshold removes a ninth of the false suggestions for one correction in ninety-six.

tables · Table
6080100how far a full leaf looks for room, in siblingsmean leaf fill, per cent12481664randomascendingdescendingascending, 1% late131,072 keys · leaves of 64 · fan-out 64a reach of 1 is the adjacent-sibling rule

A key passed along the row

A full B+-tree leaf that offers a key to its immediate neighbours before splitting leaves an ascending stream 67.2% full. Let it look one sibling further and the same stream fills its leaves completely, 2,048 leaves where there were 3,048, for about the same key moves. On random keys each doubling of the reach adds a few points of fill and more writes than it saves, and at the whole parent a key travels sixteen leaves on average. On a stream that is mostly in order the same reach costs almost nothing.

applied · Transfer
1001000entries in the cacheshare of the repeats it catches0%25%50%75%100%256 entries, one a pair asked in a passSelection sortBubble sortdashed: collisions alonerule at 100%: the table ofevery pair256 random elements · direct-mapped, one pair a slotoccupancy, not distance

The record that forgets on purpose

A table of every pair selection sort might ask is 131,072 bits at 256 elements and catches every repeated question. A direct-mapped cache of 1,024 pairs is 16,384 bits and catches 91% of them, at a break-even of 3.53 word operations a comparison against the table's 3.12. What decides the cache is not how long the sort waits before asking again — 98% of its repeats come within one pass — but how many other questions it asks meanwhile, and a model with nothing in it but collisions predicts every measured share to within 2.6%.

counting · Count
1,00010010³10⁴10⁵10⁶keys sortedcache missesno recorda cache of 1,024 pairsthe table, written twicethe table, by ordered pairselection sort, 512 lines of 64 bytesexact LRU

The record measured where it would run

A table of every pair selection sort has compared saves half its comparisons at 1,024 keys, and priced in word operations it was the better record at every size. Replayed through a 32 KB cache it misses 477,824 times to save 258,290 comparisons — nearly two misses for every comparison it removes — while a cache of 1,024 pairs misses 192. The table's size is not the problem. Its layout is: it looks up and writes each question at [key][minimum], a new row every time. Indexed by the ordered pair instead, the same bits miss 3,079 times, and that repair works only for a sort whose smaller operand stays put.

counting · Count
whole listthree commonestcommonestone, counts unread0%50%100%3–4 letters83%64%5–6 letters95%83%7–8 letters99%95%9–10 letters99%99%11+ letters100%97%streams drawn by use; misspellings of vocabulary wordsties shared by expectation

The commonest word at the distance

A spelling checker that lists every nearest word counts a correction whenever the intended word is somewhere in the list, and on a short query that list averages three or four words. Offering only the commonest of them was predicted to keep nine in ten of the list's corrections on short words when misspellings follow use, and far fewer when they are drawn evenly from the word list. It keeps 77% on words of three or four letters, and on the even stream it keeps 48% — less than a choice that ignores the counts. Across all lengths the two streams look the same, which is how the difference stays hidden.

tables · Table
2122232451015pages written per key insertedleaves in the finished tree, in hundreds1241664target 1target 2target 8fixed reach (digits:siblings)reach following the walks131,072 keys, leaves of 64, fan-out 64window of 64 overflows

A reach that follows the stream

A full B+-tree leaf that passes keys along its siblings wants a short reach on random insertion and the whole parent on a nearly ordered stream, and a tree is never told which it is receiving. Let the reach double after every 64 overflows whose walks averaged two siblings or less and halve otherwise, and it finds the whole parent on every ordered stream. On random keys it lands on the fixed reaches' own frontier. On a stream that turns from random to ordered halfway it beats every fixed reach, by 57 leaves at the same writes. It notices a turn to random in 62 insertions and a turn to order in 779. Below a target of 1.75 siblings it thrashes on ordered keys.

applied · Transfer
4-bit2.97× · mean 2.426-bit2.23× · mean 1.828-bit1.50× · mean 1.2211-bit3.61× · mean 1.5916-bit7.73× · mean 3.23from the counts1.23× · mean 1.06the best for each caseworst over 4 inputs × 2 cachesmisses ÷ the best fixed width's

The digit a pass chooses for itself

A radix sort's digit width trades passes against the streams each pass scatters into, and the best width depends on the keys and the cache together: 8 bits for uniform keys through 32 KB, 11 through 256 KB, 16 for keys with few distinct values. A digit widened because the previous pass's counts were concentrated cannot find it, since in a least-significant-first sort one digit's counts say nothing about the next. One read that counts every byte at once, and a sample to size each field, can. Charged for both, the resulting plan is never worse than 1.23 times the best fixed width on any keys or cache measured. The best single fixed width reaches 1.50, and 11 bits reaches 3.61.

counting · Count
0.7000.80011.251.501.752words shown, mean over answered queriesshare of misspellings correctedonetwothreer 10fixed listsratio rule, three in doubtratio rule, two in doubtone word or three, mixed3–4 letters, drawn by useexpected credit, ties shared

A list as long as the doubt

A spelling checker that offers one word is right 64% of the time on short misspellings, and one that offers three is right 80% of the time. Between them sits the obvious design: one word when the commonest nearest word's count dominates the next, more when the counts are close. The counts do know when the commonest word is right, from 36% of the time at a ratio under two to 91% over a hundred. Yet a list sized by that ratio beats a blind mix of one word and three by at most two and a half points, a plain list of two does as well, and on misspellings drawn evenly from the word list the ratio is worse than not reading it.

tables · Table
1248163264rows in the ringshare of the table's skipped comparisons0%25%50%75%100%256 keys1,024 keys2,048 keysselection sort, random keysticks: expected minima a pass

A record the size of a pass's minima

Selection sort's table of every pair it has compared is 256 KB at 1,024 keys, and indexed by the ordered pair it lives almost entirely in the rows of the current minima. Keep only those rows — a ring of r rows, the least recently used given up — and 12 rows, 3 KB, catch 99% of the comparisons the whole table skips, with no misses beyond the first touch of each row. The ring beats the cache of 1,024 pairs on both axes at once. The rows it needs grow with the logarithm of the input, a few more than the minima one pass passes through, and which row it gives up matters as much as how many it has.

counting · Count
6570758011.251.501.752words shown a querycorrected, % of words of 3–4 lettersone wordtwo wordsthreeshare ruleratio rulecoin's lineε = 0.01up and left is better

A second word judged by its own share

A spelling checker that offered its commonest nearest word alone when that word's count was many times the next, and two or three words otherwise, beat a coin's mix of one-word and three-word lists by at most two and a half points, and a plain list of two did better. The ratio measures how dominant the first word is, not how likely the second is. Judged instead by its own share of everything within two edits of the misspelling, the second word is shown only when that share is at least 0.15: on short words drawn by use the checker then sits 4.5 points over the coin's line at 1.32 words a query, nearly twice the ratio's lift and above the list of two, and the weight given a two-edit word moves the result by a tenth of a point. A second word with a share under 0.01 is never the source. On misspellings drawn evenly the share is no guide at all, and the list of two wins.

tables · Table
1282565121,0242,0484,096keys sorted, ntable's skips caught94%96%98%100%the chain of the last passa ring of twelve rowsrandom keys, every answer checkedring: the earlier record, LRU

A record of stretches, not pairs

Selection sort asks many of its comparisons again, and a record of past answers can skip them. A table of every pair skips them all in 256 KB at 1,024 keys, and a ring of the recent minima's rows in 3 KB. The questions a pass repeats have more structure than rows record: each minimum of the previous pass was compared with one contiguous stretch of positions. Kept as a list of stretches — each minimum's position, where its stretch began, and where the key that beat it stood — the previous pass's chain answers 99.3% of what the table would, in 312 bytes. The failure predicted for it, a key the swap moves into a stretch, costs 0.04%. What the chain cannot do is stay small on every input: on reversed keys it needs a link for every key.

counting · Count
1282565121,0242,0484,096keys sorted, nrepeats answered94%96%98%100%minimum chain, its own repeatsmaximum chain, its own repeatsone-sided sort's chainrandom keys, every answer checkedeach share of its own side's repeats

Two swaps a pass, and the stretches hold

Bidirectional selection sort finds the smallest and the largest key in one scan and places both, so a record of its past answers has to keep two chains, and each pass makes two swaps that land where the other chain reaches. The prediction was that the second swap would break stretches at a rate of whole per cent. It does not. Each chain answers its own side's repeats as the one-sided chain does — 99.1% and 99.2% at 1,024 keys — and a swap spoils about a tenth of a question whichever sort makes it, so the broken share falls as 1/n for both. What the second chain changes is the input that makes a record long: sorted keys, which the one-sided sort never repeats a question on, cost the two-ended record a link a key.

counting · Count
1282565121,0242,0484,09610³10⁴10⁵10⁶keys sorted, ncomparisons madethe two chainschains and runssorted keys, every answer checkedruns: adjacent positions of known order

A run answers what nobody asked

Bidirectional selection sort remembers its past comparisons in two chains, and on sorted or reversed keys the chains need a link for every key. Keeping instead what is known about adjacent positions — which of each neighbouring pair is larger, forgotten when a swap moves either — turns a monotone stretch into a single run with a direction. On reversed keys one run replaces 1,025 links. On sorted keys the run does more than remember: it answers 260,610 questions the sort had never asked, from two keys' positions alone, and the sort makes 2,045 comparisons at 1,024 keys where the chains leave 263,167. On organ-pipe keys it cuts a quarter of the comparisons; on random keys, nothing.

counting · Count
candidates, filtering4,355candidates, grid33rank and select, grid2,471occurrences32one query · same collection · same answer16,384 characters · 32 occurrencescandidates 132x · operations 1.76x

The operations a candidate count leaves out

The grid examines 33 candidates where the scan examines 4,355 — a factor of 132. Counted in the operations each of them performs, the same query is 2,471 against 4,355, and the factor is 1.8.

wrong · Grid
101001,00010100total length of the pattern settimes the published rule's precomputationwritten as a definitionbuilt from the linksthe published rulefour symbols · m = 10137x becomes 1.60x

The ratio that was an implementation

This collection published a factor of forty-two between two shift rules' preprocessing. Sixty-nine per cent of the denominator was a table the published rule never reads, and the numerator was a definition rather than a construction. The corrected ratio is 1.6.

wrong · Symbol
a second hash, unordered0.054 entries read on an absent key14.435.79 storedthe bits below the bucket, unordered0.059 entries read on an absent key14.435.79 storedthe bits below the bucket, sorted0.057 entries read on an absent key8.975.21 storedthe bucket's own bits, sorted5.743 entries read on an absent key11.275.80 storedtag comparisons an absent key's lookup makes8,192 slots · buckets of 8 · 8-bit tags38% fewer

A tag that answers more than yes

A byte of hash in front of each entry has one bit of output per slot: this tag matches or it does not. Cut it from an ordered field instead and a bucket's tags can be kept sorted, so a lookup stops at the first tag above its own — 8.97 comparisons for an absent key instead of 14.43, for 3.55 tag-byte shifts an insertion. The obvious ordered field is the trap. Take the tag from the bucket index's own bits and every key in a bucket shares them: 5.74 entry reads on an absent key instead of 0.054, a hundred and seven times more.

machine · Machine
501001500.2000.4000.6000.800load: keys held ÷ slotsbytes held per keythe entry, 32 bytesslotted entriespacked, a pointer a bucketpacked, groups of 4 bucketspacked, groups of 1616,384 slots, buckets of 8, 32-byte entrieslabels at the lowest load

Entries found by the rank of their tag

A bucket whose tags are kept sorted is an index: the position a tag is found at is its rank, and a rank can address an entry. Drop the fixed slots and pack each bucket's entries in tag order, and a cuckoo table of 32-byte records holds 36.1 bytes a key at half load where slots hold 66.1, and 34.3 against 36.7 at 0.9. Every insertion pays for it by moving the entries after its rank: 99 bytes against 36 at half load, 586 against 105 at 0.9. The prediction that packing would lose above 70% load was about the wrong quantity.

machine · Machine
1248163210010³spare entries a group of 16 buckets keepsbytes moved an insertionslack at the endslack spread, region rewrittenslack spread, nearest gapborrowedslotsload 0.5, groups of 16dashed: the slotted layout

The slack an insertion can reach

A cuckoo table whose entries are packed by tag rank holds half the bytes of a slotted one at half load, and pays by shifting entries on every insertion. It was proposed to keep a few spare entries at the end of each group's region. Charged the copies a full region costs, that slack helps only with the copies: at groups of 16 buckets an insertion still moves over a thousand bytes, against 36 for slots. The same slack divided among the buckets, with an insertion borrowing the nearest free entry, moves 347 — and the group size, which multiplied every earlier cost, stops mattering.

machine · Machine
05001e+31.5e+3load when the insertion is madebytes moved an insertion50%70%90%95%spare divided evenlyspare by recent insertionsspare by room leftfixed slots16 spare a region of sixteen bucketsdashed: fixed slots

Spare where a bucket can use it

A cuckoo table packed by tag rank keeps a few spare entries in each region of sixteen buckets, and every time a region runs out it divides its spare among the buckets again. Divided evenly, most of the spare ends up in buckets that are already full, which never grow — they kick. Divided in proportion to where insertions have been landing, as proposed, more of it does, and an insertion at 90% load moves 1,159 bytes against 1,005. Divided by the room each bucket has left, only 3% of it is stranded, and at 95% load an insertion moves 10 to 17% less than with an even division. None of the three comes near the half-load figure, because all of the growth from half load to 90% is the cuckoo kicks' own cost.

machine · Machine
05001e+31.5e+3load when the insertion is madebytes moved an insertion50%70%90%95%no capcap 2, overflow in the sparecap 2, overflow in a blocksixteen spare a region, divided by room leftcharged since the previous tenth

The keys a capped chain leaves behind

At 95% load five sixths of the bytes a packed cuckoo table moves on an insertion are its kick chain, and the chain is mostly tail: capping it at two kicks removes 72% of the kicks. The proposal was to put the key still displaced into an overflow held in its region's spare, and it predicted that the bytes moved would halve. They fall by 13%. A key placed in the spare costs 1,819 bytes to insert, six kicks' worth, because the free slot nearest the region's end is far away and every entry between moves. The same cap with the overflow in a separate block halves the bytes as predicted, for a byte a key and an overflow that every failed lookup has to read.

machine · Machine
1/41/81/161/641/2561/10240.10.3131030buffer, share of the inputmoves a keythe libraryruns read, no trimruns read, trimmedsixteen batches, 5% overlap, 65,536 keysschedule smallest-first

The skip the split already made

A stable merge with too small a buffer is split by rotation, and the rotation was proposed to be the waste: gallop from each end of a merge first, set aside what is already in place, and rotate only the rest. On a sorted file with late arrivals the gallop sets aside two thirds of the keys in its split merges and saves half a per cent of the moves, because the library's split — halve one run, binary-search the other — had already found those stretches by bisection and moved nothing there. Where the gallop pays is the merge that fits the buffer, which copies its whole shorter run out and back: on sixteen overlapping batches it takes the sort from 1.92 moves a key to 0.13, and makes a larger buffer stop costing more.

practice · Practice
filter bits for each overflow keyfailed lookups that reach a block0246810120%25%50%75%100%at 95% loadat 90% loadone filter16,384 absent keys, cap of twodashed: one Bloom filter at those bits

The lookups a filter turns away

A capped cuckoo table keeps its stopped keys in an overflow block a region, and at 95% load every lookup for an absent key reads those blocks — 1.93 of them, because a key could have been stopped in either of its buckets' regions. A Bloom filter over each region's overflow at eight bits a key was predicted to let about 2% of those lookups through. It lets 2.07% through, and the prediction was right for two wrong reasons that cancel. Filing every stopped key under its first bucket halves the rest, and then the lookups the filter cannot help, the 3.9% of keys that really live in the overflow, are what is left to pay.

machine · Machine
00.0200.0400.0600.0800.10002468operations, in multiples of the table's 16,384 entriesshare of keys in overflowkeys stay, 9.2%home at every deletion, 4.0%home when open, 4.9%16,384 entries, buckets of eight, cap of two95% load

The block already open

A cuckoo table that caps its kick chain at two keeps the keys it stopped in an overflow block a region, and with a filter in front of each block a successful lookup's cost is set by the share of keys living there: 3.7% after one fill to 95%. Under deletions and insertions in equal numbers it was predicted to climb without limit unless every deletion moved a stopped key home. It does not climb without limit; it settles, at 9.2%. Homing at every deletion holds it at 4.0%, as predicted — by reading a block on 98% of deletions, and by sending a quarter of the insertions that follow to the overflow, because a key moved home takes the slot the next key needed. Moving keys home only when their block is already open for another reason holds the overflow at 4.9% for 0.07 blocks a pair more than leaving keys alone, and costs less than leaving keys where they stopped from one and a half successful lookups a deletion.

machine · Machine
0%2%4%6%8%10%12%share of keys outside their buckets9.2%r = 0room 95.0%9.2%r = 1room 95.7%9.2%r = 2room 96.5%9.0%r = 4room 98.1%9.3%r = 8room 101.3%11.0%r = 16room 108.6%lower: in an overflow block · upper: in the region's reservekeys stay, 95% load

Room the chains could not reach

A cuckoo table that caps its kick chain at two, churned at 95% load, keeps 9.2% of its keys outside their buckets while 13.8% of its entries stand empty. Keeping a few entries in each region aside for the keys the cap stops, at the same memory, was predicted to remove most of the overflow for a tenth of a kick an insertion. It removes none of it: the share outside the buckets stays at 9.2% with up to eight entries kept back, because a key is stopped by the pair of buckets its chain visits, never by a region short of room. What the reserve changes is where the stopped keys sit, and that is worth having. Read with the region's header, four entries a region take the overflow blocks from 9.2% of keys to 6.1% when keys stay and from 4.9% to 2.3% when keys go home with an open block, for no kick anyone can measure — until the reserve takes room the chains were using, at sixteen entries when keys stay and at eight when they go home.

machine · Machine
234buckets read per insertionshare of keys in overflow, settled0.01%0.1%1%10%cap 2cap 4cap 8cap 16cap 32blind kicksone-level looktwo-level look16,384 entries · buckets of eight · 95% loadoverflow, log scale

A kick that looks before it moves

A cuckoo table that caps its kick chain at two, churned at 95% load, keeps 9.2% of its keys in overflow while 13.8% of its entries stand empty. A kick that first reads the other buckets of a full bucket's residents and moves one with room was predicted to remove most of the overflow for about three bucket reads an insertion that meets a full bucket. One level of looking leaves 0.20% in overflow and two levels leave none, for 5.7 reads an insertion that meets a full bucket. But blind kicks under a cap of 32 leave 0.02% for the same 4.2 reads an insertion, so the empty room was never out of a blind chain's reach: the cap of two kept it empty. What looking saves is the thing the cap was introduced to save. The blind chain that reaches the room rewrites 4.2 entries an insertion; the look rewrites 1.8, and at 97% load 2.1 against 7.2.

machine · Machine
246buckets read per insertionshare of keys in overflow, settled0.001%0.01%0.1%1%10%blind kicks, caps 2 to 64look, first with roomlook, the emptiesttwo levels (large dots)caps 0, 1, 2, 4 on the looks95% load, 16,384 entriesoverflow on a log scale

A look that spreads the room

A cuckoo table's insertion that meets a full bucket can look at its residents' other buckets before moving anyone, and the look that stops at the first with room leaves 0.20% of keys in overflow at 95% load. Moving the resident to the emptiest of the eight instead was predicted to leave none, for one and a half more reads, by spreading the table's free slots rather than consuming them where they are found. It leaves 0.08% for 2.8 more reads, and at 97% load it barely helps. The room does spread, and spread room is still room a look cannot reach: one more level of looking, at fewer reads, leaves none.

machine · Machine
246lookups for every insertion (log scale)bucket reads an operation0.10.3131030100blind kicks, cap of 2blind kicks, cap of 32look, first with room, cap 2look, the emptiest, cap 2two-level look95% load, stored keys asked for evenlycheapest: blind2, first2

Overflow holds the old keys

A cuckoo table that kicks blind under a cap of two leaves 9% of its keys in overflow, and every way of searching harder for room leaves fewer. Charged for its lookups as well as its insertions, the overflow was predicted to make a deeper search pay from ten lookups an insertion. It does not: blind kicks under a cap of two are the cheapest table up to thirty lookups an insertion when stored keys are asked for evenly, and at every mix measured when they are asked for by recency. Searching harder also moves keys into their second buckets, which every lookup pays for, and the keys a kick leaves in overflow are the old ones, not the new.

machine · Machine
124.9128.8135.8the corners133.2the watch127.4count of 3128.9count of 3, silence124.9count of 5130.3count of 5, silence126.4count of 10135.8count of 10, silence132.9count of 20127.4count of 20, silence127.4cells a query; the grey rule is the cornersslows halfway, 1,000 → 10,000four maps, better window

A switch that hears the traffic stop

A landmark watch switched off by a count of the traffic's stretch ends cannot see traffic slow down, because a slowing is the events stopping, and a count of events keeps its last reading. Letting the open spacing since the last stretch end into the reading, once it is longer than the recorded ones, was predicted to turn the watch back on within four thousand queries of a slowing and cost nothing on steady traffic. It costs nothing on steady traffic, and on ten stretch ends it hears the slowing late, after three to eleven thousand queries, because the silence is averaged with nine fast spacings. On five or three it hears it in time, and the switch on five comes within two cells of the best known policy on every stream.

graphs · Graph
124.5128.6135.8the corners133.2the watch127.4count, 3 ends128.9silence, 3 ends124.9override, 3 ends124.5count, 5 ends130.3silence, 5 ends126.4override, 5 ends125.9count, 10 ends135.8silence, 10 ends132.9override, 10 ends127.9cells a query; the rule is the watchslows halfway, 1,000 → 10,000four maps, better window

A silence that overrules the count

A landmark watch switched to the corners by a count of the traffic's stretch ends heard a slowing only once the silence outweighed the fast spacings it was averaged with, about 5,900 queries on ten stretch ends. Letting an open spacing of 1,600 queries overrule the count outright was predicted to make the count's length stop mattering on the stream that slows. It hears the slowing within a thousand queries at every count from three to ten, and keeps the corners 8% of the slow half where the count kept them 65 to 75%; the counts still differ, by 3.4 cells a query, because the fast half is where a short count keeps the corners that pay. On the stream that speeds up the override is the cheapest switch at every count, and on steady traffic it is within a cell and a half of the silence.

graphs · Graph
blind kicks, cap of 21.0841.420blind kicks, oldest moved, cap of 21.0401.331look, first with room, cap 21.0821.361look, the oldest with room, cap 21.0641.309look, the oldest with room, oldest kicked, cap 21.0531.288two-level look1.0861.379upper bar: by recency · lower: evenly · from one read95% load, after churnreads a lookup

A kick that moves the oldest

A cuckoo table full to 95% makes room for a new key by kicking a resident of the full bucket to its other bucket, and blind kicks under a cap of two were the cheapest design for lookups as well as insertions — with every key drifting outward with age, so that overflow held the oldest keys. Choosing which resident to kick, the oldest rather than one at random, was predicted to bring a lookup asked by recency from 1.09 reads to about 1.04 and to change nothing for even lookups. It brings recency to 1.040, and even lookups fall too, from 1.420 to 1.331, because a table that always kicks the oldest sorts itself by age: the newest three tenths of the keys almost never leave their first buckets, and the oldest tenth is 56% in overflow. It is the cheapest design at every mix of lookups to insertions measured. The risk named, chains that lengthen, arrives only with the cap: at a cap of 32 the oldest kick leaves 6.6% of keys in overflow where random kicks leave none.

machine · Machine
00.2000.4000.600residents drawn, the oldest of them kicked (8: the bucket's oldest)kicks whose key found room12348cap of 2cap of 8cap of 3295% load, after churnshare of kicks

An old key is a crowded key

A cuckoo table that makes room by kicking each full bucket's oldest resident keeps its newest keys at home and brings a lookup asked by recency to 1.04 reads, the cheapest design measured — but only at a cap of two kicks. At a cap of 32 it leaves 6.6% of its keys in overflow where random kicks leave none, and the explanation offered was a loop: an old key kicked to its other bucket is old there too, and the next chain moves it back. Sparing every key the chain has already moved changes nothing at caps of two and eight and makes cap 32 slightly worse, 7.1%; sparing the last sixteen insertions' moves gets it to 5.0%. There was no loop. A kicked resident's other bucket has room 22% of the time when the resident is chosen at random and 7% when it is the oldest: in a table that always moves the oldest, a key grows old because both of its buckets stay full. Kicking the older of four drawn at random keeps much of the gain at a long cap, 1.055 reads by recency and 0.5% overflow, and still costs more than the oldest kick at a cap of two.

machine · Machine
80100120140160queries between jumps of the destinationcells a query1,0002,5005,00010,000the watchoff under 1,200, 3 endsoff under 1,000, 5 endscornersoverride, 3 endsfour maps, 30,000 querieslower is better

A gap between off and on

A landmark watch switched to the corners whenever a count of the traffic's last stretch ends read under 1,600 queries, and back on when a silence of 1,600 overruled the count. A count that only decides when traffic is fast need not use the silence's threshold, so a second, lower one was given it: keep the corners only once the count reads under 1,200. At one jump of the destination in 2,500 queries, on three stretch ends, that saves 3.5 cells a query — 117.8 against the override's 121.3 — but keeps the corners 13% of the time, not under 5%, and stays 1.4 cells above the watch rather than within one. At one jump in 1,000, where the corners are right, the gap costs 1.7 cells; on five stretch ends it saves nothing anywhere; and at slower paces, on traffic that changes pace and on drift, it changes nothing. The two jobs do want two numbers, but only one count length wants them.

graphs · Graph
118120122142144146148cells a query, one jump in 1,000cells a query, one jump in 2,500override, 3 endsoverride, 5 ends1 standard errors, 3 endsoverride, 10 ends2 standard errors, 3 endsdown and left is betterringed: the fixed gap

A margin the count sets itself

A landmark watch switched to the corners when a count of the traffic's stretch ends read fast saved 3.5 cells a query at a moderate pace once given a second, lower threshold for switching off — but only on a count of three, and at a cost at the fast pace. A fixed gap is the same at every count, so the gap was set by the count instead: switch off only when the reading plus Z of its own standard errors is under 1,600. At one standard error on three stretch ends it makes exactly the fixed gap's choices, 117.8 cells a query at one jump in 2,500 and 144.5 at one in 1,000 — losing 1.9 to the override at the fast pace where under one was predicted, because fast spacings are bunched, not similar. Averaged over six streams every switch on three or five stretch ends lies within about a cell and a half of the best, 113.8: the off threshold, however it is chosen, trades the moderate pace against the fast one, and the count's length decides more than its margin.

graphs · Graph

Named alongside it

The objects these essays reach for when they reach for this one.

Honest limitCost modelDesign parameterEdit distanceCuckoo hashingHash tableLoad factorDynamic programmingTrade offWorkloadComparison countPrediction

All concepts